COURT DOCUMENTS
Pleadings | Court Orders | Lead Plaintiffs' Filings | Other Plaintiffs' Filings | Defendants' Filings

 DEFENDANTS' FILINGS

Date Docket No. Document
07/25/08 14 NOTICE OF APPEARANCE by Paul C. Curnin on behalf of Lehman Brothers
07/25/08 15 NOTICE OF APPEARANCE by Eric Milo Albert on behalf of Lehman Brothers
07/25/08 16 NOTICE OF APPEARANCE by Michael Joseph Chepiga on behalf of Lehman Brothers
07/25/08 17 RULE 7.1 CORPORATE DISCLOSURE STATEMENT.
09/11/08 36 NOTICE OF APPEARANCE by Meryl E. Wiener on behalf of Erin Callan
09/12/08 39 NOTICE OF CHANGE OF ADDRESS by Meryl E. Wiener on behalf of Erin Callan.
09/16/08 42 NOTICE OF BANKRUPTCY
10/17/08 43 NOTICE OF APPEARANCE by Robert J. Cleary on behalf of Erin Callan
10/17/08 44 NOTICE OF APPEARANCE by Mark Edward Davidson on behalf of Erin Callan
10/17/08 45 NOTICE OF APPEARANCE by Seth David Fier on behalf of Erin Callan
10/17/08 47 NOTICE OF APPEARANCE by Dietrich L. Snell on behalf of Erin Callan
10/24/08 48 NOTICE OF APPEARANCE by Patricia M. Hynes on behalf of Richard S. Fuld, Jr
10/24/08 49 NOTICE OF APPEARANCE by Todd Steven Fishman on behalf of Richard S. Fuld, Jr
10/24/08 50 NOTICE OF MOTION FOR LEAVE TO SUBSTITUTE COUNSEL
10/24/08 60 DECLARATION OF PATRICIA M. HYNES PURSUANT TO LOCAL CIVIL RULE 1.4
11/13/08 61 NOTICE OF APPEARANCE by Audrey Strauss on behalf of Joseph M. Gregory
11/13/08 62 NOTICE OF APPEARANCE by Israel David on behalf of Joseph M. Gregory
03/16/09 93 NOTICE OF APPEARANCE by Mark Paul Ressler on behalf of HVB Capital Markets, Inc.
03/16/09 94 NOTICE OF APPEARANCE by Michael Andrew Hanin on behalf of HVB Capital Markets, Inc.
02/27/09 95 NOTICE OF APPEARANCE by Mitchell A. Lowenthal on behalf of Underwriter Defendants
03/04/09 19 NOTICE OF APPEARANCE by Marshall Ross King on behalf of UBS Financial Services Inc.
03/12/09 32 RULE 7.1 CORPORATE DISCLOSURE STATEMENT.
03/30/09 57 NOTICE OF APPEARANCE by Mitchell A. Lowenthal on behalf of Underwriter Defendants
03/30/09 58 RULE 7.1 CORPORATE DISCLOSURE STATEMENT.
04/10/09 68 NOTICE OF APPEARANCE by Erika Hannelore Burk on behalf of Underwriter Defendants
04/10/09 69 NOTICE OF WITHDRAWAL OF COUNSEL of Eric M. Albert of Simpson Thatcher & Bartlett LLP
04/13/09 73 DECLARATION OF ROGER A. COOPER IN SUPPORT OF DEFENDANTS' OPPOSITION TO THE MOTION BY ARKANSAS PLAINTIFFS TO MODIFY PRETRIAL ORDER NO. 1 TO PERMIT PROSECUTION OF CLAIMS ON LEHMAN BONDS ISSUED PRIOR TO FEBRUARY 13. 2007
04/13/09 74 DEFENDANTS' MEMORANDUM OF LAW IN OPPOSITION TO THE MOTION BY ARKANSAS PLAINTIFFS TO MODIFY PRETRIAL ORDER NO. 1 TO PERMIT PROSECUTION OF CLAIMS ON LEHMAN BONDS ISSUED PRIOR TO FEBRUARY 13, 2007
04/13/09 78 NOTICE OF APPEARANCE of Andrew J. Mytelka, Janet L. Rushing, Roni S. Mihaly, and Eric J. Kirkpatrick on behalf of the American National Insurance Company, American National Life Insurance Company of Texas, Comprehensive Investment Services, Inc., and The Moody Foundation
04/17/09 80 NOTICE OF APPEARANCE by Jonathan Philip Krisbergh on behalf of Incapital LLC
04/27/09 87 NOTICE OF APPEARANCE by Mitchell A. Lowenthal on behalf of Underwriter Defendants
04/27/09 88 RULE 7.1 CORPORATE DISCLOSURE STATEMENT
04/27/09 89 AMENDED RULE 7.1 STATEMENT
04/27/09 91 NOTICE OF MOTION BY DEFENDANTS TO DISMISS PLAINTIFFS' SECURITIES ACT CLAIMS.
04/27/09 92 DECLARATION OF VICTOR L. HOU in support of the Defendants' Joint Memorandum of Law in Support of Their Motion to Dismiss Plaintiffs' Securities Act Claims
04/27/09 93 DEFENDANTS' JOINT MEMORANDUM OF LAW IN SUPPORT OF THEIR MOTION TO DISMISS PLAINTIFFS' SECURITIES ACT CLAIMS
04/27/09 94 NOTICE OF MOTION to Dismiss the Exchange Act Claims of the Second Amended Consolidated Class Action Complaint and the Annexed Declaration of Michael J. Chepiga, Esq.
04/27/09 95 MEMORANDUM OF LAW IN SUPPORT OF THE EXECUTIVE DEFENDANTS' MOTION TO DISMISS THE EXCHANGE ACT CLAIMS OF THE SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT
04/27/09 96 NOTICE OF MOTION BY DEFENDANT DAIWA SECURITIES SMBC EUROPE LIMITED TO DISMISS THE SECOND CONSOLIDATED AMENDED COMPLAINT
04/27/09 97 DECLARATION OF ROGER MASSEY in Support of Its Motion to Dismiss Plaintiffs' Securities Act Claims
04/27/09 98 DECLARATION of Joshua Goodman in Support of Its Motion to Dismiss Plaintiffs' Securities Act Claims
04/27/09 99 DECLARATION OF BREON S. PEACE
04/27/09 100 DEFENDANT DAIWA SECURITIES SMBC EUROPE LIMITED'S MEMORANDUM OF LAW IN SUPPORT OF ITS MOTION TO DISMISS
04/27/09 101 DECLARATION OF MICHAEL J. CHEPIGA IN SUPPORT OF THE EXECUTIVE DEFENDANTS' MOTION TO DISMISS THE EXCHANGE ACT CLAIMS OF THE SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT
04/28/09 117 MOTION TO ADMIT COUNSEL PRO HAC VICE
04/29/09 118 NOTICE OF CHANGE OF ADDRESS of Jonathan P. Krisbergh, counsel of record for Defendant Incapital, LLC.
05/05/09 121 NOTICE OF APPEARANCE by David R. Boyd on behalf of Incapital LLC
05/21/09 130 NOTICE OF CHANGE OF ADDRESS for Daniel B. Rehns
05/21/09 132 RULE 7.1 STATEMENT OF ERNST & YOUNG LLP
06/05/09 140 DEFENDANT DAIWA SECURITIES SMBC EUROPE LIMITED'S JOINDER IN THE MOTION TO DISMISS PLAINTIFFS' SECURITIES ACT CLAIMS
06/24/09 152 RULE 7.1 STATEMENT OF DEFENDANT INCAPITAL LLC
07/31/09 167 DEFENDANTS' JOINT REPLY MEMORANDUM OF LAW IN FURTHER SUPPORT OF THEIR MOTION TO DISMISS PLAINTIFFS' SECURITIES ACT CLAIMS
07/31/09 169 SUPPLEMENTAL DECLARATION OF VICTOR L. HOU in Support of Defendants' Motion to Dismiss the Securities Act Claims
07/31/09 171 MEMORANDUM OF LAW IN FURTHER SUPPORT OF THE EXECUTIVE DEFENDANTS’ MOTION TO DISMISS THE EXCHANGE ACT CLAIMS OF THE SECOND AMENDED CONSOLIDATED CLASS ACTION COMPLAINT
07/31/09 172 DEFENDANT THE MCGRAW-HILL COMPANIES, INC.’S REPLY MEMORANDUM OF LAW IN FURTHER SUPPORT OF ITS MOTION TO DISMISS THE CONSOLIDATED AMENDED COMPLAINT
07/31/09 173 NOTICE OF APPEARANCE of Michael Lowenthal for Daiwa Securities SMBC Europe
07/31/09 174 RULE 7.1 Corporate Disclosure STATEMENT
07/31/09 175 REPLY MEMORANDUM OF LAW IN FURTHER SUPPORT OF MOODY’S INVESTORS SERVICE, INC.’S MOTION TO DISMISS
09/24/09 183 NOTICE OF MOTION OF ATTORNEY TO APPEAR AND PARTICIPATE PRO HAC VICE for M. David LeBlanc
10/09/09 187 NOTICE OF MOTION OF ATTORNEY TO APPEAR AND PARTICIPATE PRO HAC VICE for Steven Windsor
10/27/09 196 DEFENDANTS’ MEMORANDUM OF LAW IN OPPOSITION TO PLAINTIFFS’ MOTION TO MODIFY THE PSLRA DISCOVERY STAY
10/27/09 197 SASCO INDIVIDUAL DEFENDANTS’ AND CALIFORNIA ACTION DEFENDANTS’ MEMORANDUM OF LAW IN OPPOSITION TO SASCO PLAINTIFFS’ AND CALIFORNIA ACTIONS PLAINTIFFS’ JOINDER MOTIONS TO MODIFY THE DISCOVERY STAY
11/09/09 200 THE RATING AGENCY DEFENDANTS’ MEMORANDUM OF LAW IN OPPOSITION TO THE MBS PLAINTIFFS’ MOTION TO LIFT THE PSLRA DISCOVERY STAY
11/19/09 202 DEFENDANTS’ MEMORANDUM OF LAW IN OPPOSITION TO PLAINTIFFS’ MOTION FOR LIMITED RELIEF FROM THE PSLRA DISCOVERY STAY
01/22/10 217 NOTICE OF FILING of Response to Notice of Supplemental Authorities
01/22/10 219 MOTION FOR ADMISSION PRO HAC VICE OF RICHARD D. BERNSTEIN
03/19/10 244 INDIVIDUAL DEFENDANTS’ ANSWER, DEFENSES AND AFFIRMATIVE DEFENSES TO THE CONSOLIDATED SECURITIES CLASS ACTION COMPLAINT in the Mortgage-Backed Securities cases
03/26/10 251 LETTER addressed to Judge Lewis A. Kaplan from Jonathan K. Youngwood dated 3/19/10 re: On behalf of Defendants we write briefly to respond to Plaintiffs' 3/19/10 letter requesting leave to amend in light of the Examiner's Report released in In re Lehman Brothers Holdings, Inc., No. 08 Civ. 13555 (Bankr. S.D.N.Y.)
03/31/10 255 LETTER from Elizabeth McGarry on behalf of the Individual Defendants requesting the Court deny Plaintiffs' request to lift the discovery stay
04/01/10 258 NOTICE OF APPEARANCE by Adam Jay Wasserman on behalf of Marsha Johnson Evans
04/05/10 259 THE INDIVIDUAL DEFENDANTS’ MEMORANDUM OF LAW IN OPPOSITION TO THE PUBLIC EMPLOYEES’ RETIREMENT SYSTEM OF MISSISSIPPI’S MOTION TO INTERVENE
03/30/10 261 LETTER addressed to Judge Lewis A. Kaplan from Mary Elizabeth McGarry re: Individual Defendants response to the letter dated 3/26/10 from counsel for plaintiffs in the MBS Action
04/08/10 262 NOTICE OF APPEARANCE by Andrew J. Levander on behalf of Marsha Johnson Evans
04/08/10 263 NOTICE OF APPEARANCE by Kathleen N. Massey on behalf of Marsha Johnson Evans
03/26/10 269 PETITION to enjoin the arbitration initiated by Booth Foundation, Inc. against Mr. Fuld.
04/28/10 276 NOTICE OF APPEARANCE by Miles Norman Ruthberg on behalf of Ernst & Young LLP
04/28/10 277 NOTICE OF APPEARANCE by Jamie Lynne Wine on behalf of Ernst & Young LLP
05/06/10 279 NOTICE OF APPEARANCE by Andrew Rhys Davies on behalf of Richard S. Fuld, Jr
05/17/10 283 MOTION for Peter A. Wald to appear pro hac vice on behalf of Ernst & Young LLP
05/17/10 284 MOTION for Kevin H. Hetz to appear pro hac vice on behalf of Ernst & Young LLP
06/04/10 293 JOINT MOTION to Dismiss the Third Amended Class Action Complaint
06/04/10 294 JOINT MEMORANDUM OF LAW in Support of JOINT MOTION to Dismiss the Third Amended Class Action Complaint
06/04/10 295 DECLARATION OF MICHAEL J. CHEPIGA IN SUPPORT OF THE DEFENDANTS’ JOINT MOTION TO DISMISS THE THIRD AMENDED CLASS ACTION COMPLAINT
06/04/10 296 NOTICE OF MOTION to Dismiss the Third Amended Complaint filed by defendants Ernst & Young LLP
06/04/10 297 MEMORANDUM OF LAW IN SUPPORT OF DEFENDANT ERNST & YOUNG LLP’S MOTION TO DISMISS
06/04/10 298 DECLARATION OF CHRISTOPHER S. TURNER IN SUPPORT OF DEFENDANT ERNST & YOUNG LLP'S MOTION TO DISMISS
06/04/10 299 NOTICE OF MOTION to dismiss the Third Amended Complaint filed by Director Defendants
06/04/10 300 MEMORANDUM OF LAW IN SUPPORT OF THE DIRECTOR DEFENDANTS' MOTION TO DISMISS THE THIRD AMENDED COMPLAINT
06/04/10 301 DECLARATION OF KATHLEEN N. MASSEY in Support of Director Defendants' Motion to Dismiss the Third Amended Complaint
06/01/10   MEMORANDUM OF LAW of Richard S. Fuld, Jr. in Opposition to Booth Foundation, Inc.'s Motion to Unseal the Record. [Filed under seal - no document attached]
07/13/10 308 REPLY MEMORANDUM OF LAW IN SUPPORT OF DEFENDANT ERNST & YOUNG LLP’S MOTION TO DISMISS the Third Amended Consolidated Class Action Complaint for Violations of the Federal Securities Law.
07/13/10 309 DEFENDANTS’ JOINT REPLY MEMORANDUM OF LAW IN SUPPORT OF THEIR MOTION TO DISMISS THE THIRD AMENDED CLASS ACTION COMPLAINT filed by Underwriter Defendants
07/13/10 310 NOTICE OF MOTION TO PERMIT CLEARY GOTTLIEB STEEN & HAMILTON LLP TO WITHDRAW AS COUNSEL OF RECORD FOR DEFENDANT UTENDAHL CAPITAL PARTNERS, L.P.
07/13/10 311 DECLARATION OF VICTOR L. HOU IN SUPPORT OF THE MOTION TO PERMIT CLEARY GOTTLIEB STEEN & HAMILTON LLP TO WITHDRAW AS COUNSEL OF RECORD FOR DEFENDANT UTENDAHL CAPITAL PARTNERS, L.P.
07/13/10 312 MEMORANDUM OF LAW IN SUPPORT OF THE MOTION TO PERMIT CLEARY GOTTLIEB STEEN & HAMILTON LLP TO WITHDRAW AS COUNSEL OF RECORD FOR DEFENDANT UTENDAHL CAPITAL PARTNERS, L.P.
07/14/10 313 CERTIFICATE OF SERVICE by Underwriter Defendants
07/14/10 314 CERTIFICATE OF SERVICE by Cleary Gottlieb for Defendant Utendahl Capital Partners, L.P.
08/02/10 319 Rule 7.1 Statement by Commerzbank Capital Markets Corp.
08/19/10 328 Notice of Change of Address by Alfred Ulmer Pavlis on behalf of Erin Callan
08/24/10 330 Declaration of Mary Elizabeth McGarry in Opposition to Joint Motion to Intervene
09/09/10 339 Notice of Appearance by James Glenn Kreissman on behalf of David Goldfarb, et al.
09/09/10 340 Notice of Appearance by Mary Elizabeth McGarry on behalf of David Goldfarb, et al.
09/09/10 341 Notice of Appearance by Michael Joseph Chepiga on behalf od David Goldfarb, et al.
09/09/10 342 Notice of Appearance by Erika Hannelore Burk on behalf of David Goldfarb, et al.
09/13/10 343 Notice of Appearance by Patricia M. Hynes on behalf of Richard S. Fuld, Jr.
09/13/10 344 Notice of Appearance by Todd Steven Fishman on behalf of Richard S. Fuld, Jr.
09/14/10 345 Notice of Appearance by Dietrich L. Snell on behalf of Erin M. Callan
09/14/10 346 Notice of Appearance by Seth David Fier on behalf of Erin M. Callan
09/14/10 347 Notice of Appearance by Robert J. Cleary on behalf of Erin M. Callan
09/14/10 348 Notice of Appearance by Mark Edward Davidson on behalf of Erin M. Callan
09/15/10 349 Notice of Appearance by Kathleen N. Massey on behalf of Michael L. Ainslie, et al.
09/15/10 350 Notice of Appearance by Israel David on behalf of Joseph M. Gregory
09/15/10 351 Notice of Appearance by Adam Jay Wasserman on behalf of Michael L. Ainslie, et al.
11/04/10 361 Notice of Withdrawal of Motion to Permit Cleary Gottlieb Steen & Hamilton LLP to Withdraw as Counsel of Record for Defendant Utendahl Capital Partners, L.P. and Joinder in the Motion to Dismiss Plaintiffs' Third Amended Class Action Complaint on Behalf of Utendahl Capital Partners, L.P
11/23/10 368 Notice of Motion of Director Defendants to Dismiss Plaintiffs' Second Consolidated Amended Complaint
11/23/10 369 Notice of Motion of Benefit Committee Defendants to Dismiss Second Consolidated Amended Complaint
11/23/10 370 Director Defendants' Memorandum of Law in Support of their Motion to Dismiss Plaintiffs' Second Consolidated Amended Complaint
11/23/10 371 Memorandum of Law in Support of the Benefit Committee Defendants' Motion to Dismiss the Second Consolidated Amended Complaint
11/23/10 372 Declaration of Adam J. Wasserman in Support of the Director Defendant's Motion to Dismiss Plaintiffs' Second Consolidated Amended Complaint
11/23/10 373 Notice of Motion of Director Defendants to Dismiss Plaintiffs' Second Consolidated Amended Complaint
11/23/10 374 Director Defendants' Memorandum of Law in Support of their Motion to Dismiss Plaintiffs' Second Consolidated Amended Complaint
11/23/10 375 Declaration of Johnathan K. Youngwood in Support of the Benefit Committee Defendants' Motion to Dismiss the Second Consolidated Amended Complaint
11/24/10 376 Declaration of Johnathan K. Youngwood (Corrected to include Exhibit 3) in Support of the Benefit Committee Defendants' Motion to Dismiss the Second Consolidated Amended Complaint
01/11/11 384 Notice of Change of Address by Dietrich L. Snell on behalf of Erin M. Callan
01/18/11 386 Notice of Change of Address by Robert J Cleary on behalf of Erin M. Callan
01/18/11 387 Notice of Change of Address by Seth David Fier on behalf of Erin M. Callan
01/18/11 388 Notice of Change of Address by Mark Edward Davidson on behalf of Erin M. Callan
01/20/11 390 Director Defendants' Reply In Support of their Motion to Dismiss Plaintiffs' Second Consolidated Amended Complaint
01/20/11 391 Director Defendants' Reply In Support of their Motion to Dismiss Plaintiffs' Second Consolidated Amended Complaint
01/20/11 392 Reply Declaration of Adam J. Wasserman in Support of Director Defendants' Motion to Dismiss Plaintiffs' Second Consolidated Amended Complaint
01/20/11 393 Director Defendants' Reply In Support of their Motion to Dismiss Plaintiffs' Second Consolidated Amended Complaint
01/20/11 394 Reply Declaration of Adam J. Wasserman in Support of Director Defendants' Motion to Dismiss Plaintiffs' Second Consolidated Amended Complaint.
01/20/11 395 Reply Declaration of Jonathan K. Youngwood in Support of the Benefit Committee Defendants' Motion to Dismiss the Second Consolidated Amended Complaint
01/20/11 396 Reply Memorandum of Law in Support of the Benefit Committee Defendants' Motion to Dismiss the Second Consolidated Amended Complaint
02/10/11 398 Amended Rule 7.1 Corporate Disclosure Statement Filed by ABN AMRO
03/14/11 410 Notice of Withdrawal of Counsel by Ihsan Dogramaci
04/04/11 413 Ernst & Young LLP's Memorandum of Law in Opposition to Motion to Remand
04/04/11 414 Declaration of Brian E. Kowalski in Support of Ernst & Young LLP's Memorandum of Law In Opposition to Motion to Remand
04/18/11 417 Notice of Appearance by David Spears on behalf of Mark Walsh
04/18/11 418 Notice of Appearance by Laurie Faxon Richardson on behalf of Mark Walsh
04/19/11 419 Notice of Appearance by Patricia M. Hynes on behalf of Richard S. Fuld, Jr.
04/19/11 420 Notice of Appearance by Todd Steven Fishman on behalf of Richard S. Fuld, Jr.
05/04/11 424 Motion to Admit Steven O. Kramer to Appear Pro Hac Vice
08/05/11 449 Notice Of Appearance by Alfred Ulmer Pavlis
09/16/11 457 Notice Of Appearance by Martin Joel Auerbach on behalf of Ian Lowitt
09/16/11 458 Notice Of Appearance by Martin Joel Auerbach on behalf of Ian Lowitt
09/21/11 461 Memo Endorsement on Motion for Robert A. Lewis to Appear Pro Hac Vice
10/06/11 471 Motion for Entry of Bar and Judgment Reduction Order
10/06/11 472 Affirmation of Adam J. Wasserman in Support re Motion for Entry of Bar and Judgment Reduction Order
10/06/11 473 Memorandum of Law in Support re: Motion for Entry of Bar and Judgment Reduction Order.
10/17/11 480 Notice of Appearance by Jonathan Cobb Dickey on behalf of UBS Financial Services Inc
10/20/11 481 Response in Opposition re: Motion for Entry of Bar and Judgment Reduction Order
10/20/11 482 Declaration of Jamie L. Wine in Opposition re: Motion for Entry of Bar and Judgment Reduction Order
10/21/11 483 Reply to Response to Motion re: Motion for Entry of Bar and Judgment Reduction Order
10/28/11 486 Notice Of Appearance by David Charles Bohan on behalf of Cabrera Capital Markets LLC
11/04/11 494 Motion for Kenneth Hausman to Appear Pro Hac Vice
11/07/11 495 Notice of Appearance by Richard Steven Gora on behalf of Erin M. Callan
11/18/11 517 Notice of Appearance by Donna Nelson Heller on behalf of Erin Callan
11/28/11 523 Letter: addressed to Judge Lewis A. Kaplan from Mitchell A. Lowenthal dated 11/21/2011
12/06/11 534 Memorandum of Law in Opposition re: Motion to Amend/Correct the Complaint and Consolidate Actions
12/06/11 535 Declaration of Roger A. Cooper in Opposition re: Motion to Amend/Correct the Complaint and Consolidate Actions
12/07/11 536 Joinder re: Memorandum of Law in Opposition
12/08/11 537 Notice of Appearance by Ranah Leila Esmaili on behalf of The Williams Capital Group L.P.
12/08/11 538 Notice of Appearance by David Andrew Crichlow, Sr. on behalf of Williams Capital Group L.P.
12/13/11 542 Notice of Appearance of Patricia M. Hynes
12/13/11 543 Notice of Appearance of Todd S. Fishman
12/22/11 553 Notice of Withdrawal of Counsel
12/22/11 554 Notice of Appearance by Catherine Barry Schumacher on behalf of David Goldfarb
12/22/11 555 Notice of Appearance by Vincent Anthony Sama on behalf of David Goldfarb
01/05/12 556 Waiver of Service Returned Executed
01/06/12 557 Notice of Motion and Motion to Dismiss by Bank Defendants (CalPERS)
01/06/12 558 Memorandum of Law In Support Of Motion to Dismiss by Bank Defendants (CalPERS)
01/06/12 559 Notice of Motion to Strike & Dismiss by Merrill Lynch Defendants [Stichting Pensioenfonds]
01/06/12 560 Notice of Motion to Dismiss by Defendant Fuld [Remer]
01/06/12 561 Memorandum of Law in Support of Motion to Strike & Dismiss by Merrill Lynch Defendants [Stichting Pensioenfonds]
01/06/12 562 Memorandum of Law in Support of Motion to Dismiss by Defendant Fuld [Remer]
01/06/12 563 Declaration T. Fishman in Support of Defendant Fuld Motion to Dismiss [Remer]
01/06/12 564 Declaration J. Gerber in Support of Merrill Lynch Defendants Motion to Strike & Dismiss [Stichting Pensioenfonds]
01/06/12 565 Notice Motion to Dismiss by Defendant Fuld [Taussig]
01/06/12 566 Memorandum of Law in Support of Motion to Dismiss by Defendant Fuld [Taussig]
01/06/12 567 Declaration T. Fishman In Support Of Motion to Dismiss by Fuld [Taussig]
01/06/12 568 Notice of Motion and Motion to Dismiss by Bank Defendants [City of S. San Francisco, et al.]
01/06/12 569 Motion to Dismiss by Bank Defendants [City of S. San Francisco, et al.]
01/06/12 570 Notice of Motion and Motion to Dismiss by Bank Defendants [State Comp. Ins. Fund]
01/06/12 571 Notice of Motion and Motion to Dismiss by Bank Defendants [Wash. State Invest. Bd.]
01/06/12 572 Memorandum of Law in Support of Motion to Dismiss by Bank Defendants [State Comp. Ins. Fund]
01/06/12 573 Memorandum of Law in Support of Motion to Dismiss by Bank Defendants [Wash. State Invest. Bd.]
01/06/12 574 Notice of Motion and Motion to Dismiss by Bank Defendants [Vallejo Sanitation, et al.]
01/06/12 575 Notice of Motion and Motion to Dismiss by Bank Defendants [Am. Nat'l Inc. Co.]
01/06/12 576 Certificate of Service by Defendant Fuld
01/06/12 577 Memorandum of Law In Support Of Motion to Dismiss by Bank Defendants [Vallejo Sanitation, et al.]
01/06/12 578 Memorandum of Law In Support Of Motion to Dismiss by Bank Defendants [Am. Nat'l Inc. Co.]
01/06/12 579 Notice of Motion and Motion to Dismiss by Individual Defendants [Epstein Real Estate]
01/06/12 580 Motion to Dismiss by Individual Defendants [Epstein Real Estate]
01/06/12 581 Joinder of Cabrera Capital Markets to Bank Defendants Motion to Dismiss [State Comp. Ins.Fund]
01/06/12 582 Notice Incapital LLC Motion to Dismiss [Am. Nat'l Inc. Co.]
01/06/12 583 Notice Motion & Motion to Dismiss by Defendant Fuld [59th Street, et al.]
01/06/12 584 Declaration A. Wasserman in Support of Motion to Dismiss by Individual Defendants [Epstein Real Estate]
01/06/12 585 Cabrera Capital Markets Joinder to Bank Defendants Motion to Dismiss [CalPERS]
01/06/12 586 Notice of Motion to Dismiss by Individual Defendants [State Comp. Ins. Fund]
01/06/12 587 Notice of Motion and Motion to Dismiss by Bank Defendants [Deathrow, et al.]
01/06/12 588 Memorandum of Law in Support of Motion to Dismiss by Individual Defendants [State Comp. Ins. Fund]
01/06/12 589 Declaration of Todd S. Fishman in Support of Motion to Dismiss the Amended Complaint
01/06/12 590 Notice Motion and Motion to Dismiss by Defendant O'Meara [59th Street, et al.]
01/06/12 591 Memorandum of Law in Support of Motion to Dismiss by Defendant O'Meara [59th Street, et al.]
01/06/12 592 Notice of Appearance of Aric H. Wu
01/06/12 593 Declaration of Joshua Klein in Support of Richard S. Fuld's and Christopher M. O'Meara's Motion to Dismiss the Amended Complaints
01/06/12 594 Memorandum of Law in Support of Motion to Dismiss by Bank Defendants [Deathrow, et al.]
01/06/12 595 Notice of Appearance of Laura K. O'Boyle
01/06/12 596 Notice HVB Capital Markets Motion to Dismiss [Vallejo Sanitation, et.al]
01/06/12 597 Declaration of Brendan H. Gibbon in Support Of the Bank Defendants' Motion to Dismiss Plaintiffs' Amended Complaints in the Consolidated Lehman Securities Actions
01/06/12 598 Memorandum of Law in Support of HVB Capital Markets Motion to Dismiss [Vallejo Sanitation, et.al]
01/06/12 599 Notice Motion and Motion to Strike and Dismiss by RBS Defendants [Stichting Pensioenfonds]
01/06/12 600 Notice of Motion and Motion to Dismiss by Defendant Charles Schwab [Am. Nat'l Inc. Co., et al.]
01/06/12 601 Notice of Motion Dismiss by Individual Defendants [Ret. Housing Foundation]
01/06/12 602 Memorandum of Law and Joinder in Support of Motion to Dismiss by Defendant Charles Schwab [Am. Nat'l Inc. Co., et al.]
01/06/12 603 Memorandum of Law in Support of Motion to Strike and Dismiss by RBS Defendants [Stichting Pensioenfonds]
01/06/12 604 Certificate of Service for Notice of Motion to Dismiss the Complaint, Memorandum of Law In Support Of the Individual Defendants' Motion to Dismiss the Complaint, and Accompanying Jan. 6, 2012 Declaration of Adam J. Wasserman
01/06/12 605 Memorandum of Law in Support of Motion Dismiss by Individual Defendants [Ret. Housing Foundation]
01/06/12 606 Declaration of Robert F. Serio in Support of The RBS Defendants' Notice of Motion to Dismiss and Strike
01/06/12 607 Notice of Appearance of David A. Crichlow
01/06/12 609 Notice of Appearance Ranah L. Esmaili
01/06/12 610 Declaration of Israel David in Support of Motion to Dismiss
01/06/12 611 Declaration of Kenneth G. Hausman in Support of Defendant Charles Schwab's Motion to Dismiss and Joinder in Support of Bank Defendants' Motion to Dismiss
01/06/12 612 The Willams Capital Group Joinder to Motion to Dismiss by Bank Defendants [Deathrow, et al.]
01/06/12 613 The Williams Captial Group Joinder to Motion to Dismiss by Bank Defendants [Am. Nat'l Inc. Co.]
01/06/12 614 Lehman Individual Defendants Notice of Motion to Dismiss [Kaufman]
01/06/12 615 Lehman Individual Defendants Memorandum of Law in Support of Motion to Dismiss [Kaufman]
01/06/12 616 The Willams Capital Group Joinder to Motion to Dismiss by Bank Defendants [Vallejo Sanitation, et al.]
01/06/12 617 Declaration A. Wasserman in Support of Motion to Dismiss [Kaufman]
01/06/12 618 Certificate of Service for Lehman Individual Defendants' Notice of Motion to Dismiss the Complaint
01/06/12 619 Lehman Individual Defendants Notice of Motion to Dismiss [Cordaro]
01/06/12 620 Lehman Individual Defendants Memorandum of Law in Support of of Motion to Dismiss [Cordaro]
01/06/12 621 Declaration A. Wasserman in Support of Motion to Dismiss [Cordaro]
01/06/12 622 Certificate of Service for the Individual Defendants' Notice of Motion and Motion to Dismiss the Complaint
01/06/12 623 Notice of Motion to Dismiss and Joinders in Motion to Dismiss Certain Individual Actions by Ernst & Young LLP Defendants [Am. Nat'l Inc. Co., et al.]
01/06/12 624 Memorandum of Law in Support of Motion to Dismiss and Joinders in Motion to Dismiss Certain Individual Actions by Ernst & Young LLP Defendants [Am. Nat'l Inc. Co., et al.]
01/06/12 625 Notice of Motion to Dismiss by Individual Defendants [Deathrow, et al.]
01/06/12 626 Memorandum of Law in Support of Motion to Dismiss by Individual Defendants [Deathrow, et al.]
01/06/12 627 Declaration of C. Turner in Support of Motion to Dismiss and Joinders in Motion to Dismiss Certain Individual Actions by Ernst & Young LLP Defendants [Am. Nat'l Inc. Co., et al.]
01/06/12 628 Declaration of A. Wasserman in Support of Motion to Dismiss by Individual Defendants [Deathrow, et al.]
01/06/12 629 Certificate of Service
01/06/12 630 Certificate of Service for the Individual Defendants' Notice of Motion to Dismiss the Consolidated Amended Complaint
01/06/12 631 Notice of Motion and Motion to Dismiss Claim for Recovery of Fees Recieved by Ernst & Young LLP [NY AG]
01/06/12 632 Memorandum of Law in Support of Motion to Dismiss Claim for Recovery of Fees Recieved by Ernst & Young LLP [NY AG]
01/06/12 633 Notice of Motion and Motion to Dismiss by Individual Defendants [Vallejo Sanitation, et al.]
01/06/12 634 Declaration of J. Wine in Support of Motion to Dismiss Claim for Recovery of Fees Recieved by Ernst & Young LLP [NY AG]
01/06/12 635 Certificate of Service
01/06/12 636 Answer of Ernst & Young LLP to Complaint [Lane]
01/06/12 637 Answer of Ernst & Young LLP to Complaint [Reeves]
01/06/12 638 Answer of Ernst & Young LLP to Complaint [Walker]
01/06/12 639 Declaration of A. Wasserman in Support of Motion to Dismiss by Individual Defendants [Vallejo Sanitation, et al.]
01/06/12 640 Memorandum of Law in Support of Motion to Dismiss by Individual Defendants [Vallejo Sanitation, et al.]
01/06/12 644 Answer of Ernst & Young LLP to Amended Complaint [Ret. Housing Foundation]
01/06/12 645 Corporate Disclosure Statement of Ernst & Young LLP
01/06/12 646 Declaration of A. Wasserman in Support of Motion to Dismiss by Individual Defendants [Vallejo, et al.]
01/10/12 652 Notice of Firm Combination
01/12/12 657 Notice of Appearance re M.R. Beal & Company
01/12/12 658 M.R. BEAL & COMPANY'S JOINDER TO THE BANK DEFENDANTS' MOTION TO DISMISS PLAINTIFF'S AMENDED COMPLAINT
01/12/12 659 M.R. BEAL & COMPANY'S JOINDER TO THE BANK DEFENDANTS' MOTION TO DISMISS PLAINTIFFS' SECOND AMENDED COMPLAINT
01/12/12 660 M.R. BEAL & COMPANY'S JOINDER TO THE BANK DEFENDANTS' MOTION TO DISMISS PLAINTIFFS' CONSOLIDATED FIRST AMENDED COMPLAINT
01/17/12 667 Motion for Admission Pro Hac Vice - David M. Furbush
02/03/12 684 UBS Financial Services Inc.'s Notice of Cross Motion for Judgment on the Pleadings
02/03/12 685 UBS Financial Services Inc.'s Memorandum of Law In Support Of Cross Motion for Judgment on the Pleadings
02/14/12 719 Motion for Entry of Bar and Judgment Reduction Order
02/14/12 720 Memorandum of Law in Support of Motion for Entry of Bar and Judgment Reduction Order
02/14/12 721 Affirmation of Adam J. Wasserman in Support of Motion for Entry of Bar and Judgment Reduction Order
02/22/12 741 Motion for Entry of Bar and Judgment Reduction Order
02/22/12 742 Memorandum of Law in Support of Motion for Entry of Bar and Judgment Reduction Order
02/22/12 743 Affirmation of Adam J. Wasserman in Support of Motion for Entry of Bar and Judgment Reduction Order
02/24/12 746 Defendant UBS Financial Services Inc.'s Reply Memorandum in Further Support of its Cross-Motion for Judgment on the Pleadings
02/27/12 747 Motion for Entry of Bar and Judgment Reduction Order
02/27/12 748 Memorandum of Law in Support of Motion for Entry of Bar and Judgment Reduction Order
02/27/12 749 Affirmation of Adam J. Wasserman in Support of Motion for Entry of Bar and Judgment Reduction Order
02/27/12 751 Motion for Entry of Bar and Judgment Reduction Order
02/27/12 752 Memorandum of Law in Support of Motion for Entry of Bar and Judgment Reduction order
02/27/12 755 Affirmation fo Adam J. Wasserman in Support of Motion for Entry of Bar and Judgment Reduction Order
03/05/12 760 Reply Memorandum of Law in Support of the RBS Defendants' Motion to Dismiss and Strike
03/05/12 761 Notice of No Opposition and No Reply Regarding The Lehman Individual Defendants' Motion to Dismiss the Complaint
03/05/12 763 Joint Reply Memorandum of Law in Support of Bank Defendants' and Ernst & Young LLP's Joint Reply Memorandum of Law in Further Support of their Motion to Dismiss the Plaintiffs' Second Amended Complaint
03/05/12 764 Reply Memorandum of Law in Support of Bank Defendants' Reply Memorandum of Law in Further Support of their Motion to Dismiss Plaintiffs' Consolidated First Amended Complaint
03/05/12 765 Reply Memorandum of Law in Support of Motion to Dismiss the Amended Complaint
03/05/12 766 Reply Memorandum of Law in Support of Motion to Dismiss the Amended Complaint
03/05/12 767 Reply Memorandum of Law in Support of Motion to Dismiss the First Amended Complaint
03/05/12 768 Bank Defendants' Reply Memorandum of Law in Further Support of Their Motion to Dismiss Plaintiffs' Consolidated Amended Class Action Complaint
03/05/12 769 Reply Memorandum of Law in Support of Richard S. Fuld's and Christopher D'Meara's Motion to Dismiss the Amended Complaints
03/05/12 770 Bank Defendants' Reply Memorandum of Law in Further Support of their Motion to Dismiss Plaintiffs' Consolidated First Amended Complaint
03/05/12 771 Bank Defendants' Reply Memorandum of Law in Further Support of Their Motion to Dismiss the Plaintiffs' Second Amended Complaint
03/05/12 772 Bank Defendants' Reply Memorandum of Law in Further Support of their Motion to Dismiss Plaintiff's Amended Complaint
03/05/12 773 Bank Defendants' Reply Memorandum of Law in Further Support of Their Motion to Dismiss Plaintiff's Amended Complaint
03/05/12 775 Reply Declaration of Brendan H. Gibbon in Support of the Bank Defendants' Motions to Dismiss Plaintiffs' Amended Complaints in the Consolidated Lehman Securities Actions
03/05/12 776 Reply Memorandum of Law in Support of Defendant Charles Schwab & Co., Inc.'s Motion to Dismiss and Joinder in Support of Bank Defendants' Motions to Dismiss (1) the American National Ins. Co. Second Amended COmplaint; and (2) the Arkansas Consolidated Amended Complaint
03/05/12 777 Reply Affidavit of Kenneth G. Hausman in Support of Motion to Dismiss
03/05/12 778 Objections to Declaration fo Roy Jacobs in Support of Plaintiffs' Consolidated Response in Opposition to Defendants' Motion to Dismiss Plaintiffs' Consolidated Amended Class Action Complaint
03/05/12 779 Objections to Declaration of Eric J. Kirkpatrick
03/05/12 780 Merrill Lynch Defendants' Reply Memorandum of Law in Further Support of their Motion to Strike and Dismiss Plaintiff's Amended Complaint
03/05/12 781 Supplemental Declaration of Jared Gerber
03/05/12 782 The Williams Capital Group, LP's Joinder to Bank Defendants' and Ernst & Young LLP's Reply Memorandum of Law in Further Support of thier Motions to Dismiss Plaintiffs' Second Amended Complaint
03/05/12 783 The Williams Capital Group, LP's Joinder to Bank Defendants' Reply Memorandum of Law in Further Support of their Motion to Dismiss Plaintiffs' Consolidated Amended Complaint
03/05/12 784 The Williams Capital Group, LP's Joinder to Bank Defendants' Reply Memorandum of Law in Further Support of their Motion to Dismiss Plaintiffs' Consolidated First Amended Complaint
03/05/12 785 Reply Memorandum of Law in Support of the Individual Defendants' Motion to Dismiss the Amended Complaint
03/05/12 786 Reply Memorandum of Law in Further Support of the Individual Defendants' Motion to Dismiss the Complaint
03/05/12 787 Ernst & Young LLP's Reply Memorandum of Law in Support of Motions to Dismiss and Joinders in Motions to Dismiss Certain Individual Actions
03/05/12 790 Reply Memorandum of Law in Further Support of the Individual Defendants' Motion to Dismiss the Consolidated Amended Complaint
03/05/12 792 Reply Memorandum of Law in Further Support of the Individual Defendants' Motion to Dismiss the Consolidated First Amended Complaint
03/06/12 794 Reply of Defendant Incapital, LLC to Memorandum of Law in Opposition to Defendants Charles Schwab & Co. Inc. and Incapital LLC's Motions to Dismiss Plaintiffs' Second Amended Complaint
03/06/12 795 Corrected - The Williams Capital Group, LP's Joinder to Bank Defendants' and Ernst & Young LLP's Reply Memorandum of law in Further Support of their Motions to Dismiss Plaintiffs' Second Amended Complaint
03/06/12 800 Cabrera Capital Markets, LLC's Joinder to Bank Defendants' Reply Memorandum in Further Support of their Motion to Dismiss
03/06/12 801 Cabrera Capital Markets, LLC's Joinder to The Bank Defendants' Reply Memorandum in Further Support of their Motion to Dismiss
03/09/12 809 Merrill Lynch Defendants' Response to Plaintiff's Notice of Supplemental Authority in Support of its Omnibus Memorandum of Law in Opposition to Defendants' Motion to Strike and Motion to Dismiss
03/09/12 810 The RBS Defendants' Response to Plaintiff's Notice of Supplemental Authority
03/14/12 815 NOTICE OF MOTION to Dismiss Defendants Moody's Corporation, Moody's Investors Service, Inc., Raymond W. McDaniel, Jr., Michael Kanef and Brian M. Clarkson
03/14/12 816 MEMORANDUM OF LAW IN SUPPORT OF THE MOTION TO DISMISS OF DEFENDANTS MOODY'S CORPORATION, MOODY'S INVESTORS SERVICE, INC., RAYMOND W. MCDANIEL, JR., MICHAEL KANEF AND BRIAN M. CLARKSON
03/14/12 817 NOTICE OF WITHDRAWAL OF COUNSEL - JEFFREY GREENBAUM and KATHERINE LIEB for Officer and Director Defendants
03/16/12 818 REPLY MEMORANDUM OF LAW IN SUPPORT OF DEFENDANT ERNST & YOUNG LLP’S MOTION TO DISMISS NEW YORK ATTORNEY GENERAL’S CLAIM FOR RECOVERY OF FEES RECEIVED BY EY FROM LEHMAN
03/21/12 822 ERNST & YOUNG LLP’S REPLY MEMORANDUM OF LAW IN SUPPORT OF ITS JOINDER IN MOTIONS TO DISMISS
03/22/12 824 ERNST & YOUNG LLP’S LIMITED OBJECTION TO LEAD PLAINTIFFS’ MOTION FOR FINAL APPROVAL OF CLASS ACTION SETTLEMENTS WITH D&O DEFENDANTS AND SETTLING UNDERWRITER DEFENDANTS AND APPROVAL OF PLANS OF ALLOCATION
03/22/12 825 DECLARATION OF JAMIE L. WINE IN SUPPORT OF THE LIMITED OBJECTION OF DEFENDANT ERNST & YOUNG LLP TO LEAD PLAINTIFFS' MOTION FOR FINAL APPROVAL OF CLASS ACTION SETTLEMENTS WITH D&O DEFENDANTS AND SETTLING UNDERWRITER DEFENDANTS AND APPROVAL OF PLANS OF ALLOCATION
03/23/12 832 NOTICE OF NOMINAL DEFENDANT THE LEHMAN BROTHERS SAVINGS PLAN’S PARTIAL MOTION TO DISMISS VERIFIED COMPLAINT PURSUANT TO RULE 12(b)(6)
03/23/12 833 MEMORANDUM OF LAW IN SUPPORT OF NOMINAL DEFENDANT THE LEHMAN BROTHERS SAVINGS PLAN’S PARTIAL MOTION TO DISMISS VERIFIED COMPLAINT PURSUANT TO RULE 12(b)(6)
03/23/12 834 REPLY MEMORANDUM OF LAW IN FURTHER SUPPORT OF NOMINAL DEFENDANT THE LEHMAN BROTHERS SAVINGS PLAN’S PARTIAL MOTION TO DISMISS VERIFIED COMPLAINT PURSUANT TO RULE 12(b)(6)
03/26/12 835 NOTICE OF MOTION by Defendant Fidelity Management Trust Company to Dismiss the Verified Complaint
03/26/12 836 MEMORANDUM OF LAW IN SUPPORT OF DEFENDANT FIDELITY MANAGEMENT TRUST COMPANY’S MOTION TO DISMISS THE COMPLAINT
03/26/12 837 DECLARATION OF CHELSEA W. TEACHOUT IN SUPPORT OF MEMORANDUM OF LAW OF DEFENDANT FIDELITY MANAGEMENT TRUST COMPANY’S MOTION TO DISMISS THE COMPLAINT
03/26/12 838 REPLY MEMORANDUM OF LAW IN SUPPORT OF DEFENDANT FIDELITY MANAGEMENT TRUST COMPANY’S MOTION TO DISMISS THE COMPLAINT
04/02/12 845 NOTICE OF UNOPPOSED MOTION AND UNOPPOSED MOTION FOR LEAVE TO FILE UNDER SEAL UBS FINANCIAL SERVICES INC.'S MEMORANDUM OF LAW IN OPPOSITION TO CLASS CERTIFICATION AND CERTAIN EXHIBITS IN SUPPORT OF OPPOSITION TO PLAINTIFFS' MOTION FOR CLASS CERTIFICATION
04/04/12 848 DEFENDANT UBS FINANCIAL SERVICES INC.’S MEMORANDUM OF LAW IN OPPOSITION TO PLAINTIFFS’ MOTION FOR CLASS CERTIFICATION
04/04/12 849 EXPERT REPORT AND DECLARATION OF MUKESH BAJAJ
04/04/12 850 DECLARATION OF KENNETH CROWLEY in Opposition to Motion to Certify Class
04/04/12 851 DECLARATION OF TIMOTHY DONNELLY in Opposition to Motion to Certify Class
04/04/12 852 DECLARATION OF ERIC GLICKSMAN in Opposition to Motion to Certify Class
04/04/12 853 FIRST GROUP OF SETTLING UNDERWRITER DEFENDANTS' PROPOSED MODIFICATION TO THE BAR ORDER IN THE PROPOSED JUDGMENT AND ORDER APPROVING SETTLEMENT BEWEEN LEAD PLAINTIFFS AND THE SETTLING UNDERWRITER DEFENDANTS
04/04/12 854 DECLARATION OF MARSHALL R. KING IN SUPPORT OF UBS FINANCIAL SERVICES INC.'S OPPOSITION TO PLAINTIFFS' MOTION FOR CLASS CERTIFICATION
04/04/12 855 DECLARATION OF ISAAC SIMON in Opposition to Motion to Certify Class
04/04/12 856 DECLARATION OF CHARLES REDDING in Opposition to Motion to Certify Class
04/04/12 857 DECLARATION OF THERESA ROMAN CERTIFYING RECORDS OF REGULARLY CONDUCTED BUSINESS ACTIVITY
04/04/12 858 EXPERT REPORT AND DECLARATION OF WALTER N. TOROUS, PH.D. APRIL 4, 2012 in Opposition to Motion for Class Certification
04/04/12 859 DECLARATION OF WILLIAM LEVEN in Opposition to Motion to Certify Class
04/04/12 860 DECLARATION OF JAMES S. MUNRO in Opposition to Motion to Certify Class
04/04/12 861 DECLARATION OF RICHARD KROPP
04/04/12 863 DEFENDANT UBS FINANCIAL SERVICES INC.'S CORRECTED MEMORANDUM OF LAW IN OPPOSITION TO PLAINTIFFS' MOTION FOR CLASS CERTIFICATION
04/04/12 865 MEMORANDUM OF LAW IN OPPOSITION TO LEAD PLAINTIFFS' MOTION FOR CLASS CERTIFICATION AND APPOINTMENT OF CLASS REPRESENTATIVES AND CLASS COUNSEL
04/04/12 866 DECLARATION OF CHRISTOPHER S. TURNER IN SUPPORT OF DEFENDANT ERNST & YOUNG LLP’S OPPOSITION TO LEAD PLAINTIFFS’ MOTION FOR CLASS CERTIFICATION AND APPOINTMENT OF CLASS REPRESENTATIVES AND CLASS COUNSEL
04/16/12 880 SUPPLEMENTAL DECLARATION OF MARSHALL R. KING IN SUPPORT OF UBS FINANCIAL SERVICES INC.'S OPPOSITION TO PLAINTIFFS' MOTION FOR CLASS CERTIFICATION
05/11/12 902 MERRILL LYNCH DEFENDANTS’ RESPONSE TO PLAINTIFF’S NOTICE OF SUPPLEMENTAL AUTHORITY IN FURTHER SUPPORT OF ITS OMNIBUS MEMORANDUM OF LAW IN OPPOSITION TO DEFENDANTS’ MOTIONS TO STRIKE AND TO DISMISS THE AMENDED COMPLAINT
05/14/12 904 LETTER TO JUDGE KAPLAN FROM MARTIN J. AEURBACH, ESQ RE: IAN LOWITT FINANCIAL MATERIAL "IN CAMERA" REVIEW
05/14/12 905 LETTER TO JUDGE KAPLAN FROM DIETRICH L. SNELL RE: ERIN CALLAHAN
05/14/12 906 LETTER TO JUDGE KAPLAN FROM JOSHUA KLEIN RE: CHRISTOPHER O'MEARA
05/14/12 907 LETTER TO JUDGE KAPLAN FROM PATRICIA HYNES RE: RICHARD S. FULD, JR.
05/14/12 908 LETTER TO JUDGE KAPLAN FROM ISREAL DAVID RE: JOSEPH M. GREGORY
05/18/12 917 SUNTRUST ROBINSON HUMPHREY, INC. NOTICE OF MOTION TO ENFORCE CLASS ACTION SETTLEMENT AND ENJOIN ARBITRATION OF RELEASED CLAIMS
05/18/12 918 MEMORANDUM OF LAW IN SUPPORT OF SUNTRUST ROBINSON HUMPHREY, INC.’S MOTION TO ENFORCE CLASS ACTION SETTLEMENT AND ENJOIN ARBITRATION OF RELEASED CLAIMS
05/18/12 919 DECLARATION OF RICHARD T. MAROONEY IN SUPPORT OF SUNTRUST'S MOTION TO ENFORCE CLASS ACTION SETTLEMENT AND ENJOIN ARBITRATION OF RELASED CLAIMS
05/21/12 920 MERRILL LYNCH DEFENDANTS’ RESPONSE TO PLAINTIFF’S (Stichting Pensioenfonds') REPLY IN SUPPORT OF ITS NOTICE OF SUPPLEMENTAL AUTHORITY
05/23/12 923 NOTICE OF UNOPPOSED MOTION AND UNOPPOSED MOTION FOR LEAVE TO FILE UNDER SEAL AN EXHIBIT IN SUPPORT OF UBS FINANCIAL SERVICES INC.'S SUR-REPLY IN OPPOSITION TO PLAINTIFFS' MOTION FOR CLASS CERTIFICATION
05/23/12 924 DEFENDANT UBS FINANCIAL SERVICES INC.'S SUR-REPLY MEMORANDUM OF LAW IN OPPOSITION TO PLAINTIFFS' MOTION FOR CLASS CERTIFICATION
05/23/12 925 DECLARATION OF OLIVER OLANOFF IN SUPPORT OF UBS FINANCIAL SERVICES INC.'S SUR-REPLY MEMORANDUM OF LAW IN OPPOSITION TO PLAINTIFFS' MOTION FOR CLASS CERTIFICATION
05/23/12 926 DECLARATION OF HOWARD SACKS in Opposition to Motion for Class Certification
05/23/12 927 REPLY DECLARATION OF WALTER N. TOROUS, PH.D. in Opposition to Motion for Class Certification
05/23/12 929 SUPPLEMENTAL DECLARATION OF KENNETH CROWLEY in Opposition to Motion for Class Certification
06/01/12 943 REPLY MEMORANDUM OF LAW IN SUPPORT OF SUNTRUST ROBINSON HUMPHREY, INC.’S MOTION TO ENFORCE CLASS ACTION SETTLEMENT AND ENJOIN ARBITRATION OF RELEASED CLAIMS
06/01/12 944 SUPPLEMENTAL DECLARATION OF RICHARD T. MAROONEY in support of SunTrust’s Motion to Enforce Class Action Settlement And Enjoin Arbitration of Released Claims
06/05/12 945 MOTION FOR ADMISSION PRO HAC VICE by David L. Balser on behalf of SunTrust Robinson Humphrey, Inc.
06/22/12 966 MERRILL LYNCH DEFENDANTS’ NOTICE OF SUPPLEMENTAL AUTHORITY IN SUPPORT OF THEIR MOTION TO DISMISS PLAINTIFF’S AMENDED COMPLAINT
08/01/12 990 MERRILL LYNCH DEFENDANTS’ NOTICE OF SUPPLEMENTAL AUTHORITY IN SUPPORT OF THEIR MOTION TO DISMISS PLAINTIFF’S AMENDED COMPLAINT
08/02/12 991 DEFENDANT CHARLES SCHWAB & CO., INC.'S OPPOSITION TO INDIVIDUAL ACTION PLAINTIFFS' MOTIONS TO PARTIALLY LIFT THE DISCOVERY STAY AND JOINDER TO BANK DEFENDANTS' OPPOSITION TO INDIVIDUAL ACTION PLAINTIFFS' MOTIONS TO PARTIALLY LIFT THE DISCOVERY STAY
08/02/12 994 DECLARATION OF DAVID E. HALLER IN SUPPORT OF BANK DEFENDANTS' MEMORANDUM OF LAW IN OPPOSITION TO INDIVIDUAL ACTION PLAINTIFFS' MOTION TO PARTIALLY LIFT THE DISCOVERY STAY
08/02/12 995 BANK DEFENDANTS' MEMORANDUM OF LAW IN OPPOSITION TO INDIVIDUAL ACTION PLAINTIFFS' MOTION TO PARTIALLY LIFT THE DISCOVERY STAY
08/02/12 996 THE WILLIAMS CAPITAL GROUP, L.P.’S JOINDER TO BANK DEFENDANTS’ MEMORANDUM OF LAW IN OPPOSITION TO INDIVIDUAL ACTION PLAINTIFFS’ MOTION TO PARTIALLY LIFT THE DISCOVERY STAY
08/02/12 997 THE WILLIAMS CAPITAL GROUP, L.P.’S JOINDER TO BANK DEFENDANTS’ MEMORANDUM OF LAW IN OPPOSITION TO THE INDIVIDUAL ACTION PLAINTIFFS’ MOTION TO PARTIALLY LIFT THE DISCOVERY STAY
08/02/12 998 JOINING DEFENDANTS’ JOINDER IN OPPOSITION TO THE INDIVIDUAL ACTION PLAINTIFFS’ MOTION TO PARTIALLY LIFT THE DISCOVERY STAY
08/06/12 1001 DEFENDANT CABRERA CAPITAL MARKETS LLC'S JOINDER IN BANK DEFENDANTS' MEMORANDUM OF LAW IN OPPOSITION TO THE INDIVIDUAL ACTION PLAINTIFFS' MOTION TO PARTIALLY LIFT THE DISCOVERY STAY
08/30/12 1005 NOTICE OF CHANGE OF ADDRESS BY DAVID JOHN MCLEAN
10/09/12 1014 UBS FINANCIAL SERVICES INC.'S MEMORANDUM OF LAW IN OPPOSITION TO THE STRUCTURED PRODUCT PLAINTIFFS' MOTION FOR RECONSIDERATION
10/09/12 1015 DECLARATION OF OLIVER OLANOFF IN SUPPORT OF UBS FINANCIAL SERVICES INC.'S OPPOSITION TO THE STRUCTURED PRODUCT PLAINTIFFS' MOTION FOR RECONSIDERATION
11/05/12 1026 ERNST & YOUNG LLP'S MEMORANDUM OF LAW OF ITS LIMITED JOINDER IN OPPOSITION (FOR THIS CASE ONLY) TO DENIAL OF MOTION TO DISMISS AS PROPSED IN PRETRIAL ORDER NO. 38
11/05/12 1028 MERRILL LYNCH DEFENDANTS' AND RBS DEFENDANTS' OPPOSITION TO THE RELIEF PROPOSED IN PRETRIAL ORDER NO. 38 WITH REGARD TO THE STICHTING MBS ACTION
11/05/12 1030 DEFENDANTS' JOINT INITIAL RESPONSE TO PRE-TRIAL ORDER 38
11/05/12 1032 DEFENDANT FIDELITY MANAGEMENT TRUST COMPANY'S RESPONSE TO COURT'S ORDER TO SHOW CAUSE WHY THE MOTION TO DISMISS THE COMPLAINT SHOULD NOT BE DENIED WITHOUT PREJUDICE AND THE STAY OF DISCOVERY SHOULD NOT BE LIFTED
11/05/12 1033 UBS FINANCIAL SERVICES INC.'S MEMORANDUM OF LAW IN PARTIAL OPPOSITION TO THE RELIEF PROPSED IN THE PRETRIAL ORDER NO. 38
11/05/12 1034 DECLARATION OF OLIVER OLANOFF IN SUPPORT OF UBS FINANCIAL SERVICES INC.'S MEMORANDUM OF LAW IN PARTIAL OPPOSITION TO THE RELIEF PROPOSED IN PRETRIAL ODER NO. 38
11/05/12 1040 NOMINAL DEFENDANT THE LEHMAN BROTHERS SAVINGS PLAN'S RESPONSE TO ORDER TO SHOW CAUSE
11/27/12 1060 ERNST & YOUNG LLP'S MEMORANDUM OF LAW IN SUPPORT OF THE ORDER PROPOSED IN PRETRIAL ORDER NO. 38
11/27/12 1061 BANK DEFENDANTS' RESPONSE TO THE INDIVIDUAL PLAINTIFFS' PRETRIAL ORDER 38 SUBMISSIONS
11/27/12 1063 LEHMAN INDIVIDUAL DEFENDANTS' RESPONSE TO THE INDIVIDUAL PLAINTIFFS' PRE-TRIAL ORDER 38 SUBMISSIONS
11/30/12 1065 DEFENDANT ERNST & YOUNG LLP'S ANSWER TO THE CONSOLIDATED FIRST AMENDED COMPLAINT
11/30/12 1066 ANSWER OF RICHARD S. FULD, JR. TO THE CONSOLIDATED FIRST AMENDED COMPLAINT
11/30/12 1067 ANSWER OF KATHLEEN FULD TO THE CONSOLIDATED FIRST AMENDED COMPLAINT
11/30/12 1069 NOTICE OF APPEARANCE BY PATRICIA M. HYNES AS COUNSEL FOR DEFENDANT RICHARD S. FULD, JR
11/30/12 1070 NOTICE OF APPEARANCE BY MICHAEL Q. ENGLISH AS COUNSEL FOR DEFENDANT ERIN CALLAN
11/30/12 1071 NOTICE OF APPEARANCE BY MICHAEL QUINN ENGLISH AS COUNSEL FOR DEFENDANT ERIN M. CALLAN
11/30/12 1072 NOTICE OF APPEARANCE BY RICHARD S. GORA AS COUNSEL FOR DEFENDANT ERIN CALLAN
11/30/12 1073 ANSWER OF ERIN CALLAN TO THE CONSOLIDATED FIRST AMENDED COMPLAINT
11/30/12 1074 DIRECTOR DEFENDANTS' ANSWER TO PLAINTIFFS' CONSOLIDATED FIRST AMENDED COMPLAINT
11/30/12 1075 ANSWER OF CHRISTOPHER M. O'MEARA TO THE CONSOLIDATED FIRST AMENDED COMPLAINT
11/30/12 1076 JOSEPH M. GREGORY'S ANSWER TO PLAINTIFFS' CONSOLIDATED FIRST AMENDED COMPLAINT
12/03/12 1079 JOINT STIPULATION TO EXTEND THE BRIEFING RELATED TO THE LEHMAN INDIVIDUAL DEFENDANTS' MOTION TO DISMISS FILED JANUARY 6, 2012
12/04/12 1083 NOTICE OF APPEARANCE BY LEWIS J. LIMAN AS COUNSEL FOR DEFENDANT IAN LOWITT
12/04/12 1084 NOTICE OF APPEARANCE NY DAVID Y. LIVSHIZ AS COUNSEL FOR DEFENDANT IAN LOWITT
12/04/12 1085 ANSWER OF IAN LOWITT TO THE CONSOLIDATED FIRST AMENDED COMPLAINT
12/06/12 1086 LEHMAN INDIVIDUAL DEFENDANTS' RESPONSE TO THE KAUFMAN PLAINTIFFS' MOTION TO AMEND THE EQUITY/DEBT CLASS ACTION JUDGMENT AND CERTAIN ORDERS
12/06/12 1088 LEHMAN INDIVIDUAL DEFENDANTS' WITHDRAWAL OF THEIR RESPONSE TO THE KAUFMAN PLAINTIFFS' MOTION TO AMEND THE EQUITY/DEBT CLASS ACTION JUDGMENT AND CERTAIN ORDERS
12/10/12 1090 RESPONSE TO THE STRUCTURED PRODUCT PLAINTIFFS' OPPOSITION TO THE MOTION BY THE IRENE KAUFMAN TRUST TO AMEND THE COURT'S ORDERS RELATING TO THE SETTLEMENT WITH LEHMAN'S FORMER DIRECTORS AND OFFICERS
12/12/12 1093 NOTICE OF CHANGE OF ADDRESS BY MICHAEL Q. ENGLISH ON BEHALF OF ERIN M. CALLAN
12/12/12 1094 NOTICE OF APPEARANCE BY DANIEL GOLDMAN AS COUNSEL FOR DEFENDANT CHRISTOPHER M. O'MEARA
12/18/12 1103 ANSWER OF RICHARD S. FULD, JR. TO THE FIRST AMENDED COMPLAINT
01/03/13 1111 TRANSCRIPT OF PROCEEDINGS RE: CONFERENCE HELD ON 12/18/2012 BEFORE JUDGE LEWIS A. KAPLAN
01/16/13 1122 NOTICE OF APPEARANCE BY DIARRA M. GUNTHRIE AS COUNSEL FOR DEFENDANT IAN LOWITT
01/31/13 1132 ANSWER OF RICHARD S. FULD, JR. TO THE FIRST AMENDED COMPLAINT
01/31/13 1133 DEFENDANT ERNST & YOUNG LLP'S ANSWER AND AFFIRMATIVE DEFENSES TO THE SECOND AMENDED COMPLAINT FOR VIOLATION OF THE FEDERAL SECURITIES LAWS
01/31/13 1134 NOTICE OF APPEARANCE BY RICHARD S. GORA AS COUNSEL FOR DEFENDANT ERIN M. CALLAN
01/31/13 1135 NOTICE OF APPEARANCE BY MICHAEL Q. ENGLISH AS COUNSEL FOR DEFENDANT ERIN M. CALLAN
01/31/13 1136 ANSWER OF ERIN M. CALLAN TO THE FIRST AMENDED COMPLAINT
01/31/13 1137 ANSWER OF JOSEPH M. GREGORY TO THE FIRST AMENDED COMPLAINT
01/31/13 1138 ANSWER OF CHRISTOPHER M. O'MEARA TO THE FIRST AMENDED COMPLAINT
01/31/13 1139 ANSWER OF IAN LOWITT TO THE FIRST AMENDED COMPLAINT
02/01/13 1140 ANSWER OF DEFENDANT THE WILLIAMS CAPITAL GROUP, L.P.
02/01/13 1141 RULE 7.1 STATEMENT
02/01/13 1142 ANSWER OF DEFENDANT CABRERA CAPITAL MARKETS, LLC TO THE SECOND AMENDED COMPLAINT
02/01/13 1143 NOTICE OF APPEARANCE BY VICTOR L. HOU ON BEHALF OF BANKIA, S.A. AND RBS WCS HOLDING COMPANY
02/01/13 1144 AMENDED RULE 7.1 STATEMENT
02/01/13 1145 ANSWER OF THE BANK DEFENDANTS TO PLAINTIFFS' SECOND AMENDED COMPLAINT
03/07/13 1149 TRANSCRIPT OF PROCEEDINGS RE: CONFERENCE HELD ON 1/17/2013 BEFORE JUDGE LEWIS A. KAPLAN
03/15/13 1152 MOTION FOR ADMISSION PRO HAC VICE - TARA CHURCH
03/26/13 1160 STIPULATION AND [PROPOSED] ORDER CLARIFYING THAT NO CLAIMS REMAIN IN DISPUTE AS AGAINST THE BANK DEFENDANTS
04/01/13 1164 NOTICE OF SETTLEMENT OF ORDER GRANTING IN PART AND DENYING IN PART DEFENDANTS' MOTION TO DISMISS PLAINTIFF'S AMENDED COMPLAINT
04/01/13 1165 DECLARATION OF ADAM J. WASSERMAN IN SUPPORT OF DEFENDANTS' NOTICE OF SETTLEMENT OF ORDER GRANTING IN PART AND DENYING IN PART DEFENDANTS' MOTIONS TO DIMISS PLAINTIFF'S AMENDED COMPLAINT
04/09/13 1176 NOTICE OF MOTION BY RBC CAPITAL MARKETS, LLC FOR PARTIAL RECONSIDERATION OF PTO 63
04/09/13 1177 RBC CAPITAL MARKETS, LLC'S MEMO OF LAW IN SUPPORT OF ITS MOTION FOR PARTIAL RECONSIDERATION OF PTO 63
04/26/13 1187 NOTICE OF CHANGE OF ADDRESS OF CHRISTOPHER M. O'MEARA BY JOSHUA KLIEN
04/30/13 1191 ANSWER OF INCAPITAL LLC TO PLAINTIFFS' SECOND AMENDED COMPLAINT
04/30/13 1192 ANSWER OF CHARLES SCHWAB & CO., INC. TO PLAINTIFFS' SECOND AMENDED COMPLAINT
04/30/13 1193 DEFENDANT ERNST & YOUNG LLP'S ANSWER TO PLAINTIFFS' SECOND AMENDED COMPLAINT
04/30/13 1194 ANSWER OF THE BANK DEFENDANTS TO PLAINTIFFS' SECOND AMENDED COMPLAINT
05/01/13 1195 AMENDED ANSWER OF CHRISTOPHER M. O'MEARA TO THE CONSOLIDATED FIRST AMENDED COMPLAINT
05/08/13 1196 MOTION FOR ADMISSION PRO HAC VICE - WAYNE I. POLLOCK
05/15/13 1207 RESPONSE OF RICHARD S. FULD, JR. TO PLAINTIFFS' MOTION TO COMPEL COMPLIANCE WITH FIRST SET OF REQUESTS TO PRODUCE DOCUMENTS AND FIRST SET OF REQUESTS FOR ADMISSION
05/24/13 1215 UBS FINANCIAL SERVICES INC.'S MEMORANDUM OF LAW IN OPPOSITION TO THE STRUCTURED PRODUCT PLAINTIFFS' RENEWED MOTION FOR RECONSIDERATION AND FOR AMENDMENT OF CLASS CERTIFICATION
05/24/13 1216 DECLARATION OF ERIC GLICKSMAN
05/24/13 1217 DECLARATION OF THERESA ROMAN CERTIFYING RECORDS OF REGULARLY CONDUCTED BUSINESS ACTIVITY
06/03/13 1219 JOINT STIPULATION FOR EXTENSION OF TIME FOR DEFENDANTS TO RESPOND TO PLAINTIFFS' COMPLAINT
06/07/13 1220 DEFENDANT ERNST & YOUNG LLP'S ANSWER TO PLAINTIFF'S AMENDED COMPLAINT
06/07/13 1221 ANSWER OF RICHARD S. FULD, JR. TO THE AMENDED COMPLAINT
06/07/13 1222 DIRECTOR DEFENDANTS' ANSWER TO PLAINTIFF'S AMENDED COMPLAINT
06/07/13 1223 ANSWER OF CHRISTOPHER M. O'MEARA TO PLAINTIFF'S AMENDED COMPLAINT
06/07/13 1224 ANSWER OF ERIN M. CALLAN TO THE PLAINTIFF'S AMENDED COMPLAINT
06/14/13 1231 DEFENDANT ERNST & YOUNG LLP'S MEMORANDUM OF LAW IN OPPOSITION TO PLAINTIFFS' MOTION TO DEPOSE BANK DEFENDANTS PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 30(B)(6)
06/17/13 1232 BANK DEFENDANTS' OPPOSITION TO PLAINTIFFS CALPERS', WSIB'S, AND AMERICAN NATIONAL'S MOTION TO DEPOSE BANK DEFENDANTS PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 30(B)(6)
06/17/13 1233 DEFENDANT UNICREDIT CAPITAL MARKET INC'S OPPOSITION TO PLAINTIFF WASHINGTON STATE INVESTMENT BOARD'S MOTION TO DEPOSE BANK DEFENDANTS UNDER FEDERAL RULE OF CIVIL PROCEDURE 30(B)(6)

 

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