Court-Appointed Lead Plaintiffs

  • Alameda County Employees' Retirement Association
  • Government of Guam Retirement Fund
  • Northern Ireland Local Government Officers' Superannuation Committee
  • City of Edinburgh Council as Administering Authority of the Lothian Pension Fund
  • Operating Engineers Local 3 Trust Fund

Additional Plaintiffs

  • Police and Fire Retirement System of the City of Detroit
  • Brockton Contributory Retirement System
  • Teamsters Allied Benefit Funds
  • American European Insurance Company
  • Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters
  • Marsha Kosseff
  • American European Insurance Company
  • Belmont Holdings Corp.
  • Rick Fleischman
  • Stephen Gott
  • Island Medical Group
  • Karim Kano
  • Michael Karfunkel
  • Ann Lee
  • Francisco Perez
  • Ronald Profili
  • Shea-Edwards Limited Partnership
  • Fred Telling
  • Grace Wang
  • Zahniser Trust



Insider Defendants

  • Richard S. Fuld, Jr. (former Chief Executive Officer and Chairman of the Board of Directors)
  • Christopher M. O'Meara (former Chief Financial Officer)
  • Joseph M. Gregory (former Chief Operating Officer and President)
  • Erin Callan (former Chief Financial Officer and Executive Vice President)
  • Ian Lowitt (former Chief Financial Officer and Co-Chief Administrative Officer)

Director Defendants

  • Michael L. Ainslie
  • John F. Akers
  • Roger S. Berlind
  • Thomas H. Cruikshank
  • Marsha Johnson Evans
  • Sir Christopher Gent
  • Roland A. Hernandez
  • Henry Kaufman
  • John D. Macomber

Underwriter Defendants

  • ABN AMRO Holding N.V.
  • Anz Securities LLC
  • Banc of America Securities LLC
  • BBVA Securities Inc.
  • M.R. Beal & Company
  • BNP Paribas S.A.
  • BNY Mellon Capital Markets, Inc.
  • Cabrera Capital Markets, LLC
  • Caja De Ahorros Y Monte de Piedad de Madrid
  • Calyon Securities
  • Charles Schwab & Co.
  • CIBC World Markets Corp.
  • Commerzbank Capital Markets Co.
  • Citigroup Global Markets Inc.
  • Daiwa Securities SMBC Europe Limited
  • DnB NOR Markets
  • DZ Financial Markets LLC
  • Edward D. Jones & Co., L.P.
  • Fidelity Capital Markets Services
  • RBS Greenwich Capital
  • Harris Nesbitt Corp.
  • HSBC Securities (USA) Inc.
  • HVB Capital Markets, Inc.
  • Incapital LLC
  • ING Financial Markets LLC
  • Loop Capital Markets, LLC
  • Mellon Financial Markets, LLC
  • Merrill Lynch, Pierce, Fenner & Smith Inc.
  • Mizuho Securities USA, Inc.
  • Morgan Stanley & Co. Inc.
  • Muriel Siebert & Co., Inc.
  • nabCapital Securities, LLC
  • Natixis Bleichroeder Inc.
  • Raymond James & Associates, Inc.
  • RBC Dain Rauscher Inc.
  • Santander Investment Securities Inc.
  • Scotia Capital (USA) Inc.
  • Siebert Capital Markets
  • SG Americas
  • SG Corporate & Investment Banking
  • Sovereign Securities Corporation, LLC
  • SunTrust Robinson Humphrey, Inc.
  • TD Securities (USA) LLC
  • UBS Securities LLC
  • UBS Financial Services Inc.
  • Utendahl Capital Partners, L.P.
  • Wachovia Capital Markets, LLC
  • Wachovia Securities, LLC
  • Wells Fargo Securities, LLC
  • Williams Capital Group, L.P.

Auditor Defendant

  • Ernst & Young, LLP
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