SETTLEMENTS
 
 Settlement Documents

 

NOTE: For any questions regarding the proposed settlements or submitting claims in connection with the settlements, please visit www.LehmanSecuritiesLitigationSettlement.com.

 

Date Doc. # Document Title
12/02/11 532 Lead Plaintiffs' Notice of Motion and Motion for Authorization to Notify the Class of Proposed Settlements and to Schedule a Settlement Hearing
12/02/11 533 Lead Plaintiffs' Memorandum of Law in Support of Motion for Authorization to Notify the Class of Proposed Settlements and to Schedule a Settlement Hearing
12/02/11 533-1 Order Granting Insured Persons' Motion, Pursuant to Section 362 of the Bankruptcy Code, For an Order Modifying the Automatic Stay to Allow Settlement Payment Under Directors and Officers Insurance Policy
12/02/11 533-2 Stipulation of Settlement and Release with the Director and Officer Defendants
12/02/11 533-3 Stipulation of Settlement and Release with the Settling Underwriter Defendants
12/02/11 533-4 [Proposed] Order Concerning Proposed Settlement with the Director and Officer Defendants
12/02/11 533-5 [Proposed] Order Concerning Proposed Settlement with the Settling Underwriter Defendants
12/12/11 541 Stipulation of Settlement and Release - Second Set of Underwriter Defendants
01/18/12 Notice of Pendency of Class Action and Proposed Settlement with the Director and Officer Defendants (“D&O Notice”)
01/18/12 Notice of Pendency of Class Action and Proposed Settlement with the Settling Underwriter Defendants (“Underwriter Notice”)
01/18/12 Proof of Claim Form
01/18/12 Checklist Regarding Proof of Claim Form
02/03/12 686 Notice of Motion and Motion for Class Certification
02/03/12 687 Lead Plaintiffs' Memorandum at Law In Support Of Motion for Class Certification
02/03/12 688 Declaration of David R. Stickney in Support of Motion for Class Certification
02/03/12 689 Motion to Seal
02/03/12 690 Motion to Certify Class and Appointment of Class Representatives and Class Counsel
02/03/12 691 Memorandum of Law in Support of Motion to Certify Class and Appointment of Class Representatives and Class Counsel
02/03/12 692 Declaration of Daniel C. Girard in Support of Motion to Certify Class and Appointment of Class Respresentatives and Class Counsel
03/08/12 803 Lead Plaintiffs' Notice of Motion for Final Approval of Class Action Settlements and Approval of Plans of Allocation
03/08/12 804 Memorandum of Law In Support Of Lead Plaintiffs' Motion for Final Approval of Class Action Settlements and Plans of Allocation
03/08/12 805 Notice of Lead Counsel's Motion for an Award of Attorneys' Fees and Reimbursement of Litigation Expenses
03/08/12 806 Memorandum of Law In Support Of Lead Counsel's Motion for an Award of Attorneys' Fees and Reimbursement of Litigation Expenses
03/08/12 807 Joint Declaration of David Stickney and David Kessler in Support of Motion for Final Approval and Motion for Attorneys' Fees (with Exhibits)
04/05/12 871 LEAD PLAINTIFFS’ REPLY MEMORANDUM IN FURTHER SUPPORT OF MOTION FOR FINAL APPROVAL OF SETTLEMENTS WITH D&O DEFENDANTS AND SETTLING UNDERWRITER DEFENDANTS AND APPROVAL OF PLANS OF ALLOCATION
04/05/12 872 LEAD COUNSEL’S REPLY MEMORANDUM IN FURTHER SUPPORT OF MOTION FOR AN AWARD OF ATTORNEYS’ FEES AND REIMBURSEMENT OF LITIGATION EXPENSES
04/05/12 873 SUPPLEMENTAL AFFIDAVIT OF STEPHEN J. CIRAMI in Support of Motion to Approve Class Action Settlements
04/05/12 874 COMPENDIUM OF OBJECTIONS
04/26/12 888 REDACTED LEAD PLAINTIFFS' SUPPLEMENTAL SUBMISSION IN FURTHER SUPPORT OF MOTION FOR APPROVAL OF THE D&O SETTLEMENT
04/26/12 889 REDACTED DECLARATION OF MAX W. BERGER IN FURTHER SUPPORT OF APPROVAL OF THE D&O SETTLEMENT
05/02/12 893 ORDER APPROVING PLAN OF ALLOCATION FOR THE UNDERWRITER NET SETTLEMENT FUND
05/02/12 894 JUDGMENT AND ORDER APPROVING SETTLEMENT BETWEEN LEAD PLAINTIFFS AND THE SETTLING UNDERWRITER DEFENDANTS
05/02/12 895 REPLY MEMORANDUM OF LAW IN SUPPORT OF MOTION TO CERTIFY CLASS AND APPOINTMENT OF CLASS REPRESENTATIVES AND CLASS COUNSEL
05/24/12 931 MEMORANDUM AND ORDER Approving Directors and Officers Settlement
05/24/12 932 ORDER OF REFERENCE TO A MAGISTRATE JUDGE for Motion to Enforce Class Action Settlement referred to Magistrate GABRIEL W. GORENSTEIN
06/29/12 970 PRETRIAL ORDER NO. 35 - (Attorneys' Fees and Expenses)
11/08/12 1045 LETTER ADDRESSED TO JUDGE LEWIS A. KAPLAN FROM DAVID R. STICKNEY DATED 11/5/2012
11/08/12 1046 JUDGMENT AND ORDER APPROVING SETTLEMENT BETWEEN LEAD PLAINTIFFS AND THE SETTLING OFFICERS AND DIRECTORS
11/20/12 1055 ORDER APPROVING PAYMENT OF CLAIMS ADMINISTRATOR FEES AND EXPENSES (EQUITY/DEBT SECURITIES)
11/20/12 1056 ORDER APPROVING THE PLAN OF ALLOCATION FOR THE DIRECTORS AND OFFICERS NET SETTLEMENT FUND (EQUITY/DEBT SECURITIES)
04/26/13 1188 NOTICE OF LEAD PLAINTIFFS' MOTION FOR APPROVAL OF DISTRIBUTION PLAN
04/26/13 1189 LEAD PLAINTIFFS' MEMORANDUM IN SUPPORT OF MOTION FOR APPROVAL OF DISTRIBUTION PLAN
04/26/13 1190 DECLARATION OF STEPHEN J. CIRAMI IN SUPPORT OF LEAD PLAINTIFFS' MOTION FOR APPROVAL OF DISTRIBUTION PLAN
05/17/13 1209 LEAD PLAINTIFFS' REPLY AND NOTICE OF NON-OPPOSITION TO MOTION FOR APPROVAL OF DISTRIBUTION PLAN
06/10/13 1226 MEMO ENDORSEMENT GRANTING MOTION FOR APPROVAL OF DISTRIBUTION PLAN
06/10/13 1227 ORDER APPROVING DISTRIBUTION PLAN

 

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